Microbiology Laboratory Design Qualification: DQ Process

Microbiology Laboratory Design Qualification is to ensure that the microbiology laboratory is designed as per GMP requirements. It verifies that the laboratory layout, HVAC system, utilities, man-material flow, and environmental controls are suitable for performing accurate and reliable microbiological testing.

Read Also :- Facility Design Qualification- Complete process with cGMP

TABLE OF CONTENT

DescriptionPage No.
Title Page 
Table of Contents 
Pre – Approval of Documents 
Objective 
Scope 
Responsibilities 
Facility Design Brief Description 
Critical Attributes to be met while designing facility 
Layouts & Design 
Location & Surroundings 
Premises 
Floor 
Walls 
Ceiling 
Doors & View Panels 
Utilities to be provided 
Electrical Requirements 
Safety Aspects 
Regulatory Requirements 
Equipment’s 
Observation (Section Wise) 
Specification (Room wise) 
Summary and conclusion 
Abbreviations 
References 
Post Approval of Documents 
Revision History 

Pre-Approval of Documents:

PREPARED BY:-

NameDesignation/DepartmentSignatureDate
            

REVIEWED BY:-

NameDesignation/DepartmentSignatureDate
            
      
    

APPROVED BY:-

NameDesignation/DepartmentSignatureDate
            

Objectives for Microbiology Laboratory Design Qualification: Facility Requirements and GMP Compliance:

This document is generating under the authority of the XYZ company for the purpose of specifying the Design Qualification for New Micro Lab. The objective of this document is to provide the requirement and appropriate design to support the in-house requirements as well as compliance with cGMP and to fulfill market demand.

The purpose of this Design Qualification (DQ) Protocol is to verify and document that the proposed design of the Microbiology Laboratory facility is suitable for intended pharmaceutical microbiological testing activities and complies with applicable GMP, safety, engineering, and regulatory requirements

Scope:

The scope of this document is to define the requirements for new Microbiology lab.in XYZ company..

Responsibilities

DepartmentResponsibility
Quality assurancePreparation of Design Qualification protocol cum report
Ø  Execution of Design Qualification
Ø  Review of DQ
Ø  Pre & Post Approval of DQ
Ø  Responsible for the compliance of DQ
EngineeringØ  Review of DQ
Ø  Support in execution of Design Qualification
Ø  To assist concerned department for the preparation of DQ
Quality MicroØ  Review of DQ
Ø  To assist concerned department for the preparation & execution of DQ

Microbiology Laboratory Design Qualification: Facility Design Brief Description

The proposed Microbiology Laboratory is intended for microbiological testing of pharmaceutical products, raw materials, water samples, environmental monitoring samples and in-process materials.

The laboratory shall be designed to:

  • Maintain appropriate environmental conditions
  • Minimize contamination risk
  • Provide segregation of activities
  • Ensure safe handling of microorganisms
  • Support GMP operations

The laboratory may include the following functional areas:

  • Personnel entry/change room
  • Sample receiving area
  • Media preparation room
  • Sterilization/autoclave room
  • Sterility testing room
  • Environmental monitoring room
  • Incubation room
  • Culture storage area
  • Washing area
  • Instrument room
  • Documentation area
  • Waste disposal area

The design shall ensure:

  • Unidirectional flow of personnel and materials
  • Controlled access
  • Appropriate pressure differentials
  • Smooth cleanable finishes

Adequate utilities and safety provisions

Microbiology Laboratory Design Qualification Critical Attributes to be met:

Layouts & Design

Layout is designed to ensure logical workflow and contamination control. Unidirectional personnel flow and material flow with no cross movements shall be provided. Clean and dirty areas shall be segregated. Sufficient operational space shall be provided. Airlocks shall be provided wherever required and dedicated sampling area shall be provided.

Location & Surroundings

Location and surroundings shall be designed to ensure minimizes contamination risk. The location of the micro lab shall be away from the dust and open drains. There will be controlled access available and the area shall be free from excessive vibration and noise.

Premises

To ensure premises are suitable for microbiological operations. Room dimensions shall be adequate for operation and cleaning.

Floor

Floor surface shall be smooth, non-porous and finished, suitable for cleanroom. Rounded coving shall be provided which is easy to clean.   

Walls

Walls material shall be suitable for controlled environments which shall be non-shedding and durable having sealed joints and resistant to cleaning agent.

Ceiling

Ceiling design shall be flush sealed which prevents contamination. Lights fitting shall be flush mounted and properly sealed. Cleanability shall be smooth and washable.

Doors & View Panels

Door material shall be non-corrosive and cleanable with self closing doors with interlocking provided (wherever applicable). View panel shall be flush mounted with proper door sealing and drop sealing available.

Utilities to be provided

Utility requirements shall be adequately addressed with proper HVAC, controlled environment monitoring. Purified water and compressed air line shall be made available wherever applicable.

Electrical Requirements

Adequate and safe electrical system shall be available with stable power supply. UPS backup shall be provided with critical equipments wherever required. Adequate quantity of sockets shall be provided and concealed and protected routing of cabled shall be available.

Safety Aspects

Safety provisions shall includes fire extinguisher shall be installed wherever applicable. Emergency exits shall be clearly marked. Biosafety cabinet shall be installed wherever applicable.

Regulatory Requirements

The design of the QC laboratory shall comply with applicable regulatory guidelines such as:

  • WHO GMP
  • Schedule M
  • ICH guidelines
  • Other applicable regulatory authority requirements.

Equipment’s

The QC laboratory shall accommodate instruments such as: LAF, Incubators, Autoclave, Deep Freezer, Microscope etc.

Observation (Section Wise)

ObjectiveObservation
Approved layout available 
URS reviewed and incorporated 
Personnel/material flow defined 
Segregation of clean/dirty areas ensured 
HVAC zoning defined 
Pressure differentials identified 
Utility requirements identified 
Floor finish suitable 
Walls smooth and cleanable 
Ceiling sealed and flush 
Doors self-closing 
View panels flush mounted 
Drainage adequate 
Safety systems provided 
Fire protection available 
Equipment layout finalized 
Maintenance access available 
Cleaning accessibility ensured 
Environmental monitoring points identified 
Regulatory requirements considered 

Remark:___________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

Specification (Room Wise)

Section usually lists the design requirements and specifications for each functional area of the facility, system, or equipment. This helps verify that the design meets regulatory, user requirement specification (URS), and GMP requirements.

Microbiology Laboratory Design Qualification ChecklistChange Room,  Media Prep. Room, Autoclave, Incubators room, Media Storage

CHECK POINTS         REQUIREMENT
Description 
Check the dimension of the room  (length, width, and height in meters / metric system).Drawing should be available
Identification 
Walls/Panels of Area & Air lock 
Wall/Panel in area.Availability of wall/Panel in area.
Appropriate walls paint (quality, colour, grade) (if any)Suitable paint depending on wall type (if any)
Panel to panel coving with PP stripsAvailability of PP strips coving
Coving in respective area done.Coving should be available
PP strips coving with silicon work finishPP strip coving should be available
Wall to floor coving with sand covingCoving should be available
Floors of Area  
Ensure floor to wall corners have coveCoving surface should be smooth
Ensure that floor is cleanedFloor surface should be clean
Ceiling of Area & Air lock: 
Verify the appropriate ceiling of the area.Ceiling should be available  
Ceiling to panel/wall coving with PP stripsCoving should be available
Doors of Area & Air lock: 
Availability of doors in each area.
Check that proper direction stickers are provided in all door i.e, (Push and Pull).
Door view glass availabilityDoor view glass should be available
Door CloserShould be available
Door SS handleShould be available
Door electric magnet (if interlocking in place)Should be available
Door air sealShould be available
Door base air seal (Drop Seal)Should be available
Panel/View Panel/window of Area  
Ensure that it is properly sealed to prevent dirt accumulation.Panel/View Panel/window should be sealed
Check the material of construction, as per design.Pre-coated panels with PUF (Polyurethane Foam) insulation Double-glazed toughened glass
Check single/double glass, colour of glass, type of glass as per requirement.Double-glazed toughened glass Flush fitted with panel system
Availability of windows
Electrical Works: 
Wiring of Area: 
Availability of Electric switches at respective location
Verify all the electrical cables present in the room are concealed.Electrical switches should be concealed
Lighting of Area & Air lock 
Availability of LED/Monochromatic lights of area as per drawing
Location of the connections and its voltage and phase.Connections should be concealed
Size of LED/Monochromatic lights as per drawing
Openable from area side by screw or from service floor
Electrical switches/sockets availableElectrical of switches should be available
Air Handling System of Area & Air lock: 
Availability of Supply grills in area
Availability of Return grills in area
Services/Utilities: 
Machine Utility Supply Line AvailabilityShould be available
Compressed Air line availability
Availability of Power plugs and socketsShould be available
Process water supply line
Purified water supply loop (if applicable)Purified water line should be available and marked
Drains: 
Availability of drain points (If required)
General Requirement : 
Man movement and Material Flow: 
Availability of entry and exit for man and material flow.
Pass Box 
Availability of pass box and its type static or dynamic as per requirement.(If applicable)

Summary and conclusion

________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

Abbreviations

cGMPCurrent Good Manufacturing practices
URSUser Requirement Specification
HVACHeat Ventilation & Air Conditioning
GMPGood Manufacturing Practices
UPSUninterrupted power supply
NMTNot more than
LEDLight Emitting Diode
PUFPolyurethane Foam
PPPoly Propylene
ICHInternational Council for Harmonization
ACAlternate Current
QMQuality Micro
HVACHeating Ventilation and Air Conditioning
DQDesign Qualification

Reference

  • EU GMP Part 1 chapter 6
  • WHO Technical Report Series 1019 Annex 7

Post Approval of Documents

CHECKED BY:-

NameDesignation/DepartmentSignatureDate
            

REVIEWED BY:-

NameDesignation/DepartmentSignatureDate
            
      
    

APPROVED BY:-

NameDesignation/DepartmentSignatureDate
            

Revision History:

Revision No.        Effective DateNature of revision

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